The millimeter wave bands offer orders of magnitude more spectrum than conventional wireless frequencies but, on the other hand, suffer from increased pathloss, severe channel intermittency and inability to penetrate through solid materials. To overcome these issues, future networks must establish highly directional transmission links, typically formed with high-dimensional phased arrays, to benefit from the resulting beamforming (BF) gain and recover a sustainable quality of service.
In this context, the definition of new control layer procedures is critical and is particularly challenging for initial access (IA), which allows a mobile user equipment (UE) to establish a physical link connection with a base station (BS), a necessary step to access the network.
In current LTE systems, IA is performed on omnidirectional channels, whereas beamforming or other directional transmissions can only be performed after a physical link is established. On the other hand, in order to overcome the increased isotropic pathloss experienced at higher frequencies, in next-generation 5G systems a mechanism by which the BS and the UE determine suitable initial directions of transmission must be determined. However, directionality can significantly delay the cell search and access procedures, which is a particularly sensitive issue in 5G networks, and thus motivated us to identify and study some performance trade-offs in terms of delay, coverage, and overhead.
In our works, we investigated various IA schemes and we compared the performance of these approaches in terms of both misdetection probability and discovery time, under overhead constraints and different channel conditions. Specifically, we focused on:
Exhaustive search, a brute-force sequential beam searching technique in which both users and base stations have a predefined codebook of directions that cover the whole angular space and are used sequentially to transmit/receive.
Iterative search, a two-stage scanning approach in which, in the first phase, the BS transmits pilots over wider sectors while, in the second phase, it refines its search within the best such sector by steering narrower beams.
Context Information-based search, in which users are informed about the geolocations of surrounding mmWave BSs through an LTE link, with the goal of reducing the angular directions to investigate in the initial access phase.
We argued that there is a trade-off between IA latency and misdetection probability: compared to exhaustive schemes, iterative techniques require less time to perform the angular search, but exhibiting higher misdetection probabilities in general, as wider beams provide reduced gains. Moreover, the misdetection probability of pure Context Information-based approaches may be higher than for an exhaustive approach if the direct path does not correspond to good channel conditions (i.e., in NLOS or multi-path scenarios), since the beam chosen by the UE may be suboptimal.
|M. Giordani, M. Polese, A. Roy, D. Castor, M. Zorzi, " A Tutorial on Beam Management for 3GPP NR at mmWave Frequencies", IEEE Communications Surveys and Tutorials||2018/09||Initial Access, Tracking|
|M. Giordani, M. Polese, A. Roy, D. Castor, M. Zorzi, “Initial Access Frameworks for 3GPP NR at mmWave Frequencies”, IEEE 17th Annual Mediterranean Ad Hoc Networking Workshop (Med-Hoc-Net) , June 2018||2018/06||Initial Access|
|M. Ericson, P. Spapis, M. Säily, K. Pedersen, Y. Qi, N. Barati, T. Svensson, M. Shariat, M. Giordani, M. Mezzavilla, M. Doll, H. Miao, C. Zhou, "Initial Access, RRC and Mobility", Wiley, 2018||2018/06||Initial Access, Tracking, Mobility|
|M. Giordani, M. Polese, A. Roy, D. Castor, M. Zorzi, " Standalone and Non-Standalone Beam Management for 3GPP NR at mmWaves", submitted to the IEEE Communications Magazine , 2018.||2018/05||Initial Access, Tracking|
|H. Soleimani, R. Parada, S. Tomasin, M. Zorzi, "Statistical Approaches for Initial Access in mmWave 5G Systems"||2017/11||Initial Access|
|C. N. Barati et al., "Initial Access in Millimeter Wave Cellular Systems," in IEEE Transactions on Wireless Communications, vol. 15, no. 12, pp. 7926-7940, Dec. 2016.||2016/12||Initial Access|
|M. Giordani, M. Mezzavilla and M. Zorzi, "Initial Access in 5G mmWave Cellular Networks," in IEEE Communications Magazine, vol. 54, no. 11, pp. 40-47||2016/11||Initial Access|
|W. b. Abbas and M. Zorzi, “Context information based initial cell search for millimeter wave 5G cellular networks”, in Proc. of European Conference on Networks and Communications (EuCNC), June 2016, Athens, Greece||2016/06||Initial Access|
|M.Giordani, M.Mezzavilla, C.N.Barati Nt., S.Rangan, and M.Zorzi,“Comparative analysis of initial access techniques in 5G mmWave cellular networks,” in Annual Conference on Information Science and Systems (CISS)||2016/03||Initial Access|
|C. N. Barati et al., "Directional initial access for millimeter wave cellular systems," 2015 49th Asilomar Conference on Signals, Systems and Computers, Pacific Grove, CA, 2015, pp. 307-311.||2015/11||Initial Access|